The Series 27 exam—the Financial and Operations Principal Qualification Examination (FN)—assesses the competency of an entry-level financial and operations principal (FINOP) candidate to perform his or her job as a FINOP.
The exam measures the degree to which each candidate possesses the knowledge and understanding of the financial responsibilities, rules and recordkeeping requirements of broker-dealers.
The Series 27 consists of 145 scored questions and an additional ten unscored pretest questions.
Candidates have three hours and 45 minutes to complete the exam. The passing score is 69 percent.
The Series 28 consists of 95 scored questions. Candidates have two hours to complete the exam. The passing score is 69 percent.
This course is unique in that it is engineered to appeal to all learning styles (Audio, Visual, and Tactile) especially for the newer generations who need higher levels of stimulation and the older generations who need the curriculum presented in the context of a story. All our courses and programs are created for maximum retention and learning efficiency, resulting in better exam performance.
What to expect in this class
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To provide the most exceptional course experience to our students with the most qualified instructors and the most comprehensive materials. Our company is committed to excellence at all levels and our corporate culture reflects this dedication. Unlike our competitors, our instructors are “teachers,”...
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