D - Series 7 Top Off: Live Traditional

The Series 7 exam — the General Securities Representative Qualification Examination (GS) — assesses the competency of an entry-level registered representative to perform his or her job as a general securities representative.

The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a general securities representative, including sales of corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options and government securities.

Please see NASD Rule 1032(a) General Securities Representative for more information.

Effective October 1, 2018, candidates must pass the Securities Industry Essentials (SIE) exam and a revised Series 7 to obtain the General Securities Representative registration. For more information about the SIE and Series 7 exams, refer to FINRA Rule FINRA Rule 1210 and FINRA Rule 1220(b)(2).

• Max 20 Seats in a Class on a first come first serve basis (Smaller Class means more effective learning)
• No More than 12ft away from the instructor (making for a more individualized tailored personal experience)
• Most Live Hours of Instruction (Our 35+ Hours vs Their 24 Hours for Series 7)
• 1 year of unlimited access to live and online on-demand class
• No powerpoint in our live classes, allowing you to absorb, engage, and retain.